External Meetings: Teleconferernce with the City and County of San Francisco
The external attendees discussed industry practices for municipal issuers that transact in swaps with respect to the following: (1) conflicts of interest (2) policies and procedures for selecting a financial advisor; (3) independence standards; (4) prohibitions on political contributions from dealers, and (5) request for proposal processes.
When
Rulemaking(s)
III. Business Conduct Standards w/ Counterparties
CFTC Staff
Ted Kneller
Visitor(s)
Lourdes Gonzalez (SEC)
Dave Sanchez (SEC)
Joanne Rutkowski (SEC)
Mary Simpkins (SEC)
Cindy Oh (SEC)
Mark Blake (SF)
Nadia Sesay (SF)
Dave Sanchez (SEC)
Joanne Rutkowski (SEC)
Mary Simpkins (SEC)
Cindy Oh (SEC)
Mark Blake (SF)
Nadia Sesay (SF)
Organization(s)
City and County of San Francisco (SF)