External Meetings: Teleconference with Tennesee Office of the Comptroller of the Treasury
The external attendees discussed industry practices for municipal issuers that transact in swaps with respect to the following: (1) conflicts of interest (2) policies and procedures for selecting a financial advisor; (3) independence standards; and (4) request for proposal processes.
When
Rulemaking(s)
III. Business Conduct Standards w/ Counterparties
CFTC Staff
Phyllis Cela
Erik Remmler
Ted Kneller
Erik Remmler
Ted Kneller
Visitor(s)
Mary Simpkins (SEC)
Dave Sanchez (SEC)
Jack McWilliams (SEC)
Lourdes Gonzalez (SEC)
Joanne Rutkowski (SEC)
Cindy Oh (SEC)
Mary-Margaret Collier (TOCT)
Dave Sanchez (SEC)
Jack McWilliams (SEC)
Lourdes Gonzalez (SEC)
Joanne Rutkowski (SEC)
Cindy Oh (SEC)
Mary-Margaret Collier (TOCT)
Organization(s)
Tennessee Office of the Comptroller of the Treasury (TOCT)