External Meetings: Teleconference with Tennesee Office of the Comptroller of the Treasury

The external attendees discussed industry practices for municipal issuers that transact in swaps with respect to the following: (1) conflicts of interest (2)  policies and procedures for selecting a financial advisor; (3) independence standards; and (4) request for proposal processes.
When
Rulemaking(s)
III. Business Conduct Standards w/ Counterparties

CFTC Staff
Phyllis Cela
Erik Remmler
Ted Kneller
Visitor(s)
Mary Simpkins (SEC)
Dave Sanchez (SEC)
Jack McWilliams (SEC)
Lourdes Gonzalez (SEC)
Joanne Rutkowski (SEC)
Cindy Oh (SEC)
 
Mary-Margaret Collier (TOCT)
Organization(s)
Tennessee Office of the Comptroller of the Treasury (TOCT)