External Meetings: Meeting with FINRA

Participants discussed regulatory services for SEFs.

When

08/15/2011

Rulemaking(s)

XIII. SEF Registration

CFTC Staff

Riva Adriance, Mauricio Melara, Amir Zaidi, Rachel Berdansky, Sebastian Pujol Schott, Carlene Kim, Jane Croessmann, Steven Seitz

Visitor(s)

Steve Luparello (FINRA), Gary Goldsholle (FINRA), Julie Bauer (FINRA)

Organization(s)

FINRA