External Meetings: Meeting with UBS

Representatives of UBS summarized points in attached document.

When
Rulemaking(s)
V. Capital & Margin

CFTC Staff
Ananda Radhakrishnan

Tom Smith

Thelma Diaz

Beverly Loew

Jacqueline Mesa
Visitor(s)
Richard Ribbentrop (UBS Americas Inc)

Patrick Vanavan (UBS Securities LLC)

David Rosen (UBS AG)

Paul Hamill (UBS)

Darryll Hendricks (UBS Securities LLC)

Andrew Shaw (UBS)

David Kelly (UBS AG)
Organization(s)
UBS AG

UBS Americas LLC

UBS Securities LLC
Related Links
FCM Capital Requirements - Discussion Points