External Meetings: Futures Industry Association (FIA) Board Meeting
Topics discussed:~--Extraterritorial application of Dodd-Frank~--Position Limits (aggregation and consolidation for asset managers; netting of futures and swap positions)~--Block trades~--Funds segregated but held in omnibus accounts
When
Rulemaking(s)
II. Definitions
XIII. SEF Registration
XVIII. Real Time Reporting
XXVI. Position Limits
XXVII. Investment Adviser Reporting
XIII. SEF Registration
XVIII. Real Time Reporting
XXVI. Position Limits
XXVII. Investment Adviser Reporting
CFTC Staff
Gary Gensler
John Riley
John Riley
Visitor(s)
Richard Berliand
Mary Ann Burns, FIA
Gonzalo Chocano, Bank of America Merrill Lynch
Maria Chiodi, Credit Suisse
Bill Metzger, Citi
David Mitchell, Fried Frank
Matthew Rees, R.J. O'Brien & Associates, LLC
Guy Sheets, FIA
Barbara Wierzynski, FIA
Angelique Wilkins, FIA
Don Wilson, DRW Trading Group
Arthur McCoy, Morgan Stanley
Steve Mahoney, Credit Suisse
Bonnie Litt, Goldman Sachs
Najib Lamhaouar, Citi
William Knottenbelt, The Royal Bank of Scotland Plc
Raymond Kahn, Barclays Capital, Inc.
Peter Johnson, J.P. Morgan Securities, LLC
Jeff Jennings, Credit Suisse
Chris Hehmeyer, HTG Capital Partners, LLC
Greg Hardiman, UBS
Arthur Hahn, Katten Muchin
Kevin Foley, Katten Muchin
Laurie Ferber, MF Global
Athanassios Diplas, Deutsche Bank Securities, Inc.
Gary DeWaal, Newedge
John Damgard, FIA
Robert Cos, HSBC Securities (USA), Inc.
Mary Ann Burns, FIA
Gonzalo Chocano, Bank of America Merrill Lynch
Maria Chiodi, Credit Suisse
Bill Metzger, Citi
David Mitchell, Fried Frank
Matthew Rees, R.J. O'Brien & Associates, LLC
Guy Sheets, FIA
Barbara Wierzynski, FIA
Angelique Wilkins, FIA
Don Wilson, DRW Trading Group
Arthur McCoy, Morgan Stanley
Steve Mahoney, Credit Suisse
Bonnie Litt, Goldman Sachs
Najib Lamhaouar, Citi
William Knottenbelt, The Royal Bank of Scotland Plc
Raymond Kahn, Barclays Capital, Inc.
Peter Johnson, J.P. Morgan Securities, LLC
Jeff Jennings, Credit Suisse
Chris Hehmeyer, HTG Capital Partners, LLC
Greg Hardiman, UBS
Arthur Hahn, Katten Muchin
Kevin Foley, Katten Muchin
Laurie Ferber, MF Global
Athanassios Diplas, Deutsche Bank Securities, Inc.
Gary DeWaal, Newedge
John Damgard, FIA
Robert Cos, HSBC Securities (USA), Inc.
Organization(s)
Futures Industry Association Board of Directors