External Meetings: Conference Call with David Lucking

Participants discussed the meaning of the terms "narrow-based security index" and "issuers of securities in a narrow-based security index" as it relates to Title VII instruments referencing indexes of loans.
When
Rulemaking(s)
XXI. Joint Rules w/ SEC

CFTC Staff
Terry Arbit

David Aron

Lee Ann Duffy

Mark Fajfar

Julian Hammar
Visitor(s)
David Lucking, Allen & Overy

Amy Starr, SEC

Leah Drennan, SEC

Donna Chambers, SEC
Organization(s)
Allen & Overy