External Meetings: CFTC/DOL Regulatory Harmonization with respect to DOL Proposed Rule on the Definition of Fiduciary
Attendees met to discuss harmonization of requirements under the Dodd-Frank Act and proposed EBSA rules on the Definition of Fiduciary under the Employee Retirement Income Security Act.
When
Rulemaking(s)
III. Business Conduct Standards w/ Counterparties
CFTC Staff
Gary Gensler
Tim Karpoff
Dan Berkovitz
Phyllis Cela
Katie Driscoll
Vivek Jain
Ted Kneller
Tim Karpoff
Dan Berkovitz
Phyllis Cela
Katie Driscoll
Vivek Jain
Ted Kneller
Visitor(s)
Phyllis Borzi (EBSA)
Michael Davis (EBSA)
Alan Lebowitz (EBSA)
Ivan Strasfeld (EBSA)
Timothy Hauser (EBSA)
Michael Davis (EBSA)
Alan Lebowitz (EBSA)
Ivan Strasfeld (EBSA)
Timothy Hauser (EBSA)
Organization(s)
U.S. Department of Labor, Employee Benefits Security Administration (EBSA)