External Meetings: Meeting with Morgan Stanley
On March 9, 2011, at 11am, a meeting was held with Morgan Stanley in which they presented concerns regarding business conduct standards, SEFs, and real time reporting.
When
Rulemaking(s)
III. Business Conduct Standards w/ Counterparties
IV. Business Conduct Standards – Internal
XIII. SEF Registration
XVIII. Real Time Reporting
IV. Business Conduct Standards – Internal
XIII. SEF Registration
XVIII. Real Time Reporting
CFTC Staff
Michael Dunn, Robert Cashdollar, and John Dunfee
Visitor(s)
Michael Stein, James Hill, Soo-Mi Lee, William McCoy, Rick Ostrander, and John Neary
Organization(s)
Morgan Stanley