External Meetings: Meeting with Morgan Stanley
On March 9, 2011, at 11am, a meeting was held with Morgan Stanley in which they presented concerns regarding business conduct standards, SEFs, and real time reporting.
When
Rulemaking(s)
XIII. SEF Registration
XVIII. Real Time Reporting
III. Business Conduct Standards w/ Counterparties
IV. Business Conduct Standards – Internal
XVIII. Real Time Reporting
III. Business Conduct Standards w/ Counterparties
IV. Business Conduct Standards – Internal
CFTC Staff
Michael Dunn, Robert Cashdollar, and John Dunfee
Visitor(s)
Michael Stein, James Hill, Soo-Mi Lee, William McCoy, Rick Ostrander, and John Neary
Organization(s)
Morgan Stanley