External Meetings: Teleconference with Wholesale Markets Brokers' Association, Americas

Participants discussed registration requirements and compliance with core principles.
When
Rulemaking(s)
XIII. SEF Registration

CFTC Staff
Gary Gensler

Dan Berkovitz

Megan Sperling

Riva Spear Adriance

Nadia Zakir

Amir Zaidi

Mauricio Melara
Visitor(s)
Stephen Merkel (BGC)

Andrew Wels (BGC)

J. Christopher Giancarlo (GFI)

William Shields (GFI)

Ed Brown (ICAP)

Christopher Ferreri (ICAP)

John Nixon (ICAP)

Doug Rhoten (ICAP)

Julian Harding (Tradition)

Shawn Bernardo (Tullett)

Brian Donnelly (Tullett)

Stephen Goulet (Tullett)

Matt Dunn (Patton Boggs)

Micah Green (Patton Boggs)

Matthew Kulkin (Patton Boggs)
Organization(s)
BGC Partners (BGC)

GFI Group Inc. (GFI)

ICAP plc (ICAP)

Tradition (North America) Inc. (Tradition)

Tullet Prebon Ltd (Tullett)

Patton Boggs LLP (Patton Boggs)