External Meetings: CFTC/SEC Consultation with the Committee of Annuity Insurers
The consultation was conducted via teleconference.~The participants reviewed the statutory language regarding business conduct, including §4s(h) of the Commodity Exchange Act and §15F(h) of the Securities Exchange Act of 1934. The participants also discussed the nature and use of swaps in the insurance industry and concerns regarding business conduct in the swaps market place.
When
Rulemaking(s)
III. Business Conduct Standards w/ Counterparties
CFTC Staff
Ted Kneller
Katherine Driscoll
Barry McCarty
Peter Sanchez
Brian Conlon
Vivek Jain
Michael Solinsky
Katherine Driscoll
Barry McCarty
Peter Sanchez
Brian Conlon
Vivek Jain
Michael Solinsky
Visitor(s)
Cliff Kirsch (Sutherland Asbill & Brennan)
James Cain (Sutherland Asbill & Brennan)
Lourdes Gonzalez (SEC)
Robert Bagnall (SEC)
Cindy Oh (SEC)
Joanne Rutkowski (SEC)
James Cain (Sutherland Asbill & Brennan)
Lourdes Gonzalez (SEC)
Robert Bagnall (SEC)
Cindy Oh (SEC)
Joanne Rutkowski (SEC)
Organization(s)
The Committee of Annuity Insurers