External Meetings: Managed Funds Association Conference

Mr. Berkovitz presented information about the CFTC rulemaking process during a panel discussion on the implementation of the Dodd-Frank legislation.  The panel members discussed issues associated with various rulemakings, including the definitions of products and entities subject to the Act and registration requirements, position limits, extraterritorial application, and clearing, trading, and reporting requirements.
When
Rulemaking(s)
I. Registration

II. Definitions

XI. End-user Exception

XIII. SEF Registration

XXI. Joint Rules w/ SEC

XXVI. Position Limits

General

CFTC Staff
Dan M. Berkovitz
Visitor(s)
Approximately 100 attendees at Managed Funds Association (MFA) Annual Conference, New York City
Organization(s)
Members of MFA.