External Meetings: Meeting with FINRA

Participants discussed: (i) swap execution facilities and pre-trade transparency; (ii) real-time reporting, block trades and post-trade transparency; and (iii) disruptive trading practices.
When
Rulemaking(s)
XIII. SEF Registration

XVIII. Real Time Reporting

XXIV. Disruptive Trading Practices

CFTC Staff
Gary Gensler

Riva Adriance

Tom Leahy

John Riley

Steve Sherrod

Jeff Steiner

Mauricio Melara
Visitor(s)
Richard G. Ketchum (FINRA)

Stephen Luparello (FINRA)

Howard Schloss (FINRA)

Steven Joachim (FINRA)

Julie Bauer (FINRA)
Organization(s)
Financial Industry Regulatory Authority (FINRA)