External Meetings: CFTC staff consultation with the National Futures Association
The consultation was conducted via teleconference.~ ~Participants discussed: (i) considerations regarding membership and contractual arrangements relating to market participants; (ii) potential division of regulatory responsibilities between self-regulatory organizations and market participants; (iii) considerations regarding enforcement processes; and (iv) cross-market issues.
When
Rulemaking(s)
XIII. SEF Registration
CFTC Staff
Riva Adriance
Rachel Berdansky
Jane Croessmann
Anthony Hays
Adam Kezsbom
Thomas Leahy
Nancy Markowitz
Mauricio Melara
James Moser
Michael Penick
Gregory Price
Sebastian Pujol Schott
George Pullen
Rachel Berdansky
Jane Croessmann
Anthony Hays
Adam Kezsbom
Thomas Leahy
Nancy Markowitz
Mauricio Melara
James Moser
Michael Penick
Gregory Price
Sebastian Pujol Schott
George Pullen
Visitor(s)
Michael Abramowitz (NFA)
Benjamin Cooper (NFA)
Michael Crowley (NFA)
Daniel Driscoll (NFA)
Kenneth Haase (NFA)
Timothy McHenry (NFA)
Daniel Roth (NFA)
Thomas Sexton (NFA)
Regina Thoele (NFA)
Karen Wuertz (NFA)
Benjamin Cooper (NFA)
Michael Crowley (NFA)
Daniel Driscoll (NFA)
Kenneth Haase (NFA)
Timothy McHenry (NFA)
Daniel Roth (NFA)
Thomas Sexton (NFA)
Regina Thoele (NFA)
Karen Wuertz (NFA)
Organization(s)
The National Futures Association (NFA)