External Meetings: Meeting with NASDAQ
NASDAQ representatives raised questions regarding swap execution facility requirements, clearinghouse membership and governance, segregation and bankruptcy, business conduct standards for swap dealers, and best execution.
When
Rulemaking(s)
II. Definitions
VIII. Process for Review of Swaps
XIII. SEF Registration
VIII. Process for Review of Swaps
XIII. SEF Registration
CFTC Staff
Gary Gensler
Scott Schneider
Scott Schneider
Visitor(s)
Robert Greifeld, NASDAQ
Edward Knight, NASDAQ
David Wicks (NASDAQ
Gary O'Connor, International Derivatives Clearing Group
Edward Knight, NASDAQ
David Wicks (NASDAQ
Gary O'Connor, International Derivatives Clearing Group
Organization(s)
NASDAQ
International Derivatives Clearing Group
International Derivatives Clearing Group