External Meetings: Meeting with NFA and the SEC
Telephone conference discussing access to NFA's database and ORS. NFA provided additional information regarding its PQR.
When
Rulemaking(s)
XXVII. Investment Adviser Reporting
CFTC Staff
Kevin Walek
Amanda Olear
Daniel S. Konar II
Amanda Olear
Daniel S. Konar II
Visitor(s)
Michael Crowley (NFA)
Regina Thoele (NFA)
Ken Hasse (NFA)
Gregory Prusik (NFA)
Dave Kammerer (NFA)
Keith Kanyan (SEC)
Tram Nguyen (SEC)
David Vaughan (SEC)
Jim Reese (SEC)
Daniele Marchesani (SEC)
Regina Thoele (NFA)
Ken Hasse (NFA)
Gregory Prusik (NFA)
Dave Kammerer (NFA)
Keith Kanyan (SEC)
Tram Nguyen (SEC)
David Vaughan (SEC)
Jim Reese (SEC)
Daniele Marchesani (SEC)
Organization(s)
National Futures Association (NFA)
U.S. Securities and Exchange Commission (SEC)
U.S. Securities and Exchange Commission (SEC)