External Meetings: CFTC/SEC consultation with Goldman Sachs
The consultation was conducted via video-conference between the CFTC's New York office and Washington, DC office. SEC participants joined via teleconference. The participants reviewed the statutory language regarding business conduct, including ?4s(h) and ?4c(a)(7) of the Commodity Exchange Act and ?15F(h) of the Securities Exchange Act of 1934. The participants also discussed the nature the swaps dealing business in the context of business conduct standards.
When
Rulemaking(s)
III. Business Conduct Standards w/ Counterparties
CFTC Staff
Phyllis Cela
Vivek Jain
Barry McCarty
Russell Battaglia
Katie Driscoll
Ted Kneller
Mike Solinsky
Peter Cockrell
Jim Goodwin
Stephen Painter
Stephanie Horne
Vivek Jain
Barry McCarty
Russell Battaglia
Katie Driscoll
Ted Kneller
Mike Solinsky
Peter Cockrell
Jim Goodwin
Stephen Painter
Stephanie Horne
Visitor(s)
Bonnie Litt (Goldman)
Alan Wilmit (Goldman)
Robert Mass (Goldman)
Peter Curley (SEC)
Jim Eastman (SEC)
Lourdes Gonzalez (SEC)
Juanita Hamlett (SEC)
Caite McGuire (SEC)
Angela Moudy (SEC)
Joanne Rutkowski (SEC)
Christine Sibille (SEC)
Cindy Oh (SEC)
James Sinnott (SEC)
Alan Wilmit (Goldman)
Robert Mass (Goldman)
Peter Curley (SEC)
Jim Eastman (SEC)
Lourdes Gonzalez (SEC)
Juanita Hamlett (SEC)
Caite McGuire (SEC)
Angela Moudy (SEC)
Joanne Rutkowski (SEC)
Christine Sibille (SEC)
Cindy Oh (SEC)
James Sinnott (SEC)
Organization(s)
Goldman Sachs