External Meetings: CFTC/SEC consulation with municipal entities
The consultation was conducted via teleconference. The participants reviewed the statutory language regarding business conduct, including ?4s(h) and ?4c(a)(7) of the Commodity Exchange Act and ?15F(h) of the Securities Exchange Act of 1934. The participants also discussed the nature and use of swaps in the by large and small municipal entities. In addition, the participants discussed historical problems regarding municipalities engaged in swaps transactions, concerns regarding business conduct in the swaps market place, and the varied view points of differently situated municipal entities.
When
Rulemaking(s)
III. Business Conduct Standards w/ Counterparties
CFTC Staff
Phyllis Cela
Katie Driscoll
Todd Prono
Ted Kneller
Mike Solinsky
Barry McCarty
Peter Sanchez
Stephanie Horne
Katie Driscoll
Todd Prono
Ted Kneller
Mike Solinsky
Barry McCarty
Peter Sanchez
Stephanie Horne
Visitor(s)
David Lillard (TN)
Justin Wilson (TN)
Mary Margaret Collier (TN)
Jim Currie (TN)
Nancy Kopp (MD)
Melissa Moye (MD)
Kinney Poynter (MD)
Cornelia Chebinou (WA)
Alan Anders (NYC)
Roger Anderson (Centur)
Pat McCoy (MTA)
Noreen Roche-Carter (Sacramento)
Frances Walton (Empire State)
Susan Gaffney (FSDC)
Don Kirsch (CT)
Peter Curley (SEC)
Rich Ferlauto (SEC)
Lourdes Gonzalez (SEC)
Paula Jenson (SEC)
Cindy Oh (SEC)
Michael Reedich (SEC)
Joanne Rutkowski (SEC)
Christine Sibille (SEC)
Mary Simpkins (SEC)
Amy Starr (SEC)
Justin Wilson (TN)
Mary Margaret Collier (TN)
Jim Currie (TN)
Nancy Kopp (MD)
Melissa Moye (MD)
Kinney Poynter (MD)
Cornelia Chebinou (WA)
Alan Anders (NYC)
Roger Anderson (Centur)
Pat McCoy (MTA)
Noreen Roche-Carter (Sacramento)
Frances Walton (Empire State)
Susan Gaffney (FSDC)
Don Kirsch (CT)
Peter Curley (SEC)
Rich Ferlauto (SEC)
Lourdes Gonzalez (SEC)
Paula Jenson (SEC)
Cindy Oh (SEC)
Michael Reedich (SEC)
Joanne Rutkowski (SEC)
Christine Sibille (SEC)
Mary Simpkins (SEC)
Amy Starr (SEC)
Organization(s)
National Association of Treasurers (TN, CT)
National Association of State Auditors, Comptrollers and Treasurers (MD, WA)
Government Finance Officers Association (NYC,Centur, MTA, Sacramento Utility, Empire State Developement Corporation)
National Association of State Auditors, Comptrollers and Treasurers (MD, WA)
Government Finance Officers Association (NYC,Centur, MTA, Sacramento Utility, Empire State Developement Corporation)