External Meetings: Consultation with The National Futures Association
The consultation was held at the CFTC's Washington, D.C. office. The participants discussed: (i) surveillance and compliance functions of swap execution facilities; (ii) considerations regarding the implementation of resources for surveillance and compliance functions; (iii) considerations regarding technological resources for surveillance and compliance functions; (iv) considerations regarding types of data relating to surveillance and compliance functions.
When
Rulemaking(s)
XIII. SEF Registration
CFTC Staff
Riva Adriance
Rachel Berdansky
Jane Croessmann
Jon DeBord
Frank Fisanich
Lois Gregory
Anthony Hays
David Kass
Jonathan Lave
Nancy Markowitz
Mauricio Melara
Dhaval Patel
Sebastian Pujol Schott
Nancy Schnabel
Richard Shilts
Megan Sperling
David Van Wagner
Nadia Zakir
Rachel Berdansky
Jane Croessmann
Jon DeBord
Frank Fisanich
Lois Gregory
Anthony Hays
David Kass
Jonathan Lave
Nancy Markowitz
Mauricio Melara
Dhaval Patel
Sebastian Pujol Schott
Nancy Schnabel
Richard Shilts
Megan Sperling
David Van Wagner
Nadia Zakir
Visitor(s)
Michael Abramovitz (NFA)
Benjamin Cooper (NFA)
Michael Crowley (NFA)
Dan Driscoll (NFA)
Ken Haase (NFA)
Tim McHenry (NFA)
Benjamin Cooper (NFA)
Michael Crowley (NFA)
Dan Driscoll (NFA)
Ken Haase (NFA)
Tim McHenry (NFA)
Organization(s)
The National Futures Association (NFA)