External Meetings: Meeting with Wholesale Market Brokers Association
Members of this association raised questions concerning swap execution facility registration and core principles requirements in Dodd-Frank. The Wholesale Brokers group presented points contained in a document which contains proposed draft core principles for SEFs. That document is posted on the CFTC website.
When
Rulemaking(s)
General
CFTC Staff
Gary Gensler
Cyrus Amir-Mokri
Lenel Hickson
Cyrus Amir-Mokri
Lenel Hickson
Visitor(s)
Christopher Giancarlo (Wholesale Market Brokers Association)
Doug Rhoten (ICAP)
Stephen Merkel (Cantor Fitzgerald)
Andrew Wels (Cantor Fitzgerald)
Sean Bernardo (Tullett Prebon)
James Green (Tradition Financial)
Micah Green (Patton Boggs)
Matthew Kulkin (Patton Boggs)
Doug Rhoten (ICAP)
Stephen Merkel (Cantor Fitzgerald)
Andrew Wels (Cantor Fitzgerald)
Sean Bernardo (Tullett Prebon)
James Green (Tradition Financial)
Micah Green (Patton Boggs)
Matthew Kulkin (Patton Boggs)
Organization(s)
Wholesale Market Brokers Association
ICAP
Cantor Fitzgerald
Tullett Prebon
Tradition Financial
Patton Boggs
ICAP
Cantor Fitzgerald
Tullett Prebon
Tradition Financial
Patton Boggs