The CPO of a commodity pool that operates pursuant to an exemption under Regulation 4.7 requested exemptive relief to permit it to file a final annual report for the period from September 2009 through December 31, 2010. Additionally, because the notice for the 4.7 exemption was not filed until after the close of the fiscal year, the CPO also requested relief from the certification requirement for the period from September 2009 through December 31, 2009. The pool had seven participants at the end of the pool’s fiscal year, three of which were proprietary, and a net asset value of $1,XXX,XXX. The CPO provided executed waivers from all of the nonproprietary participants. DCIO granted relief pursuant to Commission Regulations 140.93 and 4.12(a).