Title: 10-28


CSL Letter Types

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CSL Regulation Parts


CSL Issuance Date

Description

The CPO of a pool that had previously received exemptive relief to provide a 14-month certified Annual Report for the period from the inception of trading in November 2009 through December 31, 2010 requested relief from the certification requirement of Regulation 4.22 with respect to the pool’s final Annual Report. Because the CPO’s prior relief was conditioned upon the provision of a certified Annual Report, the CPO was required to seek exemptive relief where it otherwise would not be necessary. The CPO attached waivers from the pool’s participants evidencing their consent to the provision of an uncertified final Annual Report. DCIO determined that the granting of relief was not inconsistent with the purposes of Part 4 or the public interest and therefore granted the relief requested.