Title: 12-52

File Link

/csl/12-52/download

CSL Letter Types

No-Action

CSL Divisions

DSIO

CSL Regulation Parts

3.3

CSL Tags

CCO

CSL Issuance Date

Fri, 12/14/2012 - 12:00

Description

Request for Time-Limited No-Action Relief for Certain Swap Dealers from Compliance with Requirements of Commission Regulation 3.3 Relating to Annual Reports by Chief Compliance Officers.