Title: 12-53

File Link

/csl/12-53/download

CSL Letter Types

No-Action

CSL Divisions

DMO

CSL Regulation Parts

43

45

CSL Tags

Public

Real-Time

Recordkeeping

Reporting

Swap Data

CSL Issuance Date

Mon, 12/17/2012 - 12:00

Description

Time-Limited No-Action Relief from (i) Parts 43 and 45 Reporting for Prime Brokerage Transactions, and (ii) Reporting of Unique Swap Identifiers in Related Trades under Part 45 by Prime Brokers