Title: 13-03

File Link

/csl/13-03/download

CSL Letter Types

No-Action

CSL Divisions

DSIO

CSL Regulation Parts

3.3

CSL Tags

CCO

CSL Issuance Date

Thu, 03/28/2013 - 12:00

Description

No-Action Relief for Certain Futures Commission Merchants from Compliance with Certain Requirements of Commission Regulation 3.3 Relating to Annual Reports by Chief Compliance Officers.