Title: 13-81


CSL Letter Types

CSL Divisions

CSL Regulation Parts

CSL Tags

CSL Issuance Date

Description

The CFTC’s Division of Market Oversight has issued a no-action letter providing relief to swap execution facilities (SEFs) that provide basis risk mitigation services for required transactions for failure to comply with the execution methods required under Part 37.9(a)(2) of the Commission’s regulations.