Title: 13-85

File Link

/csl/13-85/download

CSL Letter Types

No-Action

CSL Divisions

DSIO

CSL Regulation Parts

3.3

CSL Tags

CCO

CSL Issuance Date

Mon, 12/30/2013 - 12:00

Description

Time-Limited No-Action Relief for Certain Swap Dealers from Compliance with the Requirements of Commission Regulation 3.3 Relating to Annual Reports by Chief Compliance Officers