Title: 14-117

File Link

/csl/14-117/download

CSL Letter Types

No-Action

CSL Divisions

DMO

DSIO

CSL Regulation Parts

2(h)(8)

5h(a)(1)

23

37.3

43

45

CSL Tags

MSP

Public

Real-Time

Recordkeeping

Registration

Reporting

SD

SEF

Swap Data

Swap Dealer

Trade Execution

CSL Issuance Date

Mon, 09/15/2014 - 12:00

Description

Conditional no-action relief with respect to swaps trading on certain financial markets that are licensed in Australia and overseen by the Australian Securities & Investments Commission (ASIC)