Title: 14-12


CSL Letter Types

CSL Divisions

CSL Regulation Parts


CSL Issuance Date

Description

The Division is issuing a letter providing time-limited no-action relief to: (1) entities or counterparties transacting package transactions from the requirements of CEA section 2(h)(8); and (2) SEFs and DCMs, trading package transactions from the requirements of § 37.9 of the Commissions regulations and CEA section 5(d)(9), respectively, until 11:59 p.m. (eastern time) May 15, 2014. This relief is intended to enable market participants to continue efforts towards complying with the trade execution requirement and to allow the Division to obtain additional information on package transactions, in part, from a public roundtable on February 12, 2014.