Title: 14-126

File Link

/csl/14-126/download

CSL Letter Types

No-Action

CSL Divisions

DSIO

CSL Issuance Date

Wed, 10/15/2014 - 12:00

Description

This letter replaces letter 14-69. CEA Section 4m(1) – Self-Executing Registration No-Action Relief for Delegating CPOs when Certain Requirements are Satisfied