Title: 14-50


CSL Letter Types

CSL Divisions

CSL Regulation Parts

CSL Tags

CSL Issuance Date

Description

The Division of Clearing and Risk and Division of Market Oversight (together, “the Divisions”) issued a no-action letter providing time-limited and specific relief for designated contract markets (“DCMs”) from compliance with certain requirements of Commission Regulation 38.152, including a prohibition against certain abusive trading practices, including pre-arranged trading.