Title: 14-55

File Link

/csl/14-55/download

CSL Letter Types

No-Action

CSL Divisions

DCR

CSL Regulation Parts

1.20

39.19

CSL Tags

Customer

Funds

Reporting

Segregated

CSL Issuance Date

Wed, 04/23/2014 - 12:00

Description

No-action relief regarding format of acknowledgment letters and format and content of daily reports for DCO winding down operations in anticipation of vacating its DCO registration.