The CPO of a commodity pool operated pursuant to an exemption under Regulation 4.7 requested exemptive relief from that regulation’s annual report requirement, in order to permit the CPO to file an annual report for the period from January 1, 2014, to January 9, 2015, the date that the pool’s last asset was liquidated after it ceased trading on December 31, 2014. The pool had one participant, an affiliate of the CPO, who consented to receive such an annual report, and 95% of the pool’s assets had already been distributed at the time of the request. The Division granted the exemptive relief pursuant to Commission Regulations 4.12(a) and 140.93, and conditioned such relief on the future filing and distribution of a certified annual report for the period of January 1, 2014 through January 9, 2015.