Title: 15-15

File Link
/csl/15-15/download

CSL Letter Types
No-Action

CSL Divisions
DSIO

CSL Regulation Parts
3.3

CSL Tags
CCO

CSL Issuance Date

Description

The no-action letter gives relief from the timing requirements of 3.3(f)(2) for filing the Chief Compliance Officer Annual Report. The relief gives an additional 30 days to file the report.