Title: 15-19
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Description
The CPO of a commodity pool operated pursuant to an exemption under Regulation 4.7 requested exemptive relief from the annual report requirement in Regulation 4.7(b)(3) to allow the CPO to file a 14-month annual report for the pool for the period from January 1, 2015, the date the pool began trading, through February 29, 2016, the close of the pool’s 2015-16 fiscal year. The CPO submitted a signed waiver from the pool’s participant, indicating consent to receive such a report. DSIO granted relief pursuant to Regulations 4.12(a) and 140.93 conditioned upon the future filing and distribution of a certified Annual Report for the period from January 1, 2015 to February 29, 2016.