Title: 16-07


CSL Letter Types

CSL Divisions

CSL Regulation Parts


CSL Issuance Date

Description

The Division of Swap Dealer and Intermediary Oversight provided no-action relief from CPO and CTA registration to the Board of Trustees of a pension plan group trust comprised of two plans: one that is a “qualifying entity” under Regulation 4.5, and another that is “not construed to be a pool” under that same rule.