Title: 20-04

File Link

/csl/20-04/download

CSL Letter Types

No-Action

CSL Divisions

DSIO

CSL Regulation Parts

1.3

1.35

CSL Tags

IB

Recordkeeping

Registration

Floor broker

COVID-19

CSL Issuance Date

Tue, 03/17/2020 - 12:00

Description

No-action positions for floor brokers to facilitate physical separation of personnel in response to the COVID-19 pandemic