External Meetings: Meeting with FINRA
Participants discussed regulatory services for SEFs.
When
Rulemaking(s)
XIII. SEF Registration,
CFTC Staff
Riva Adriance, Mauricio Melara, Amir Zaidi, Rachel Berdansky, Sebastian Pujol Schott, Carlene Kim, Jane Croessmann, Steven Seitz
Visitor(s)
Steve Luparello (FINRA), Gary Goldsholle (FINRA), Julie Bauer (FINRA)
Organization(s)
FINRA