External Meetings: Ex Parte Communication

Discussion of SEF rule proposal
When
Rulemaking(s)
XIII. SEF Registration,
CFTC Staff

Commissioner Dan Berkovitz

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Erik Remmler

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Lucy Hynes

Visitor(s)

Stephen Humenik (Covington & Burling)

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Uttara Dukkipati (Covington & Burling)

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Bradley Edgell (SIFMA)

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Andrew Ruggiero (SIFMA)

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Jason Silverstein (SIFMA)

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Richard Grant (AQR Capital Management)

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Todd Lurie (MetLife)

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Laura Martin (Wellington Management)

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Jonah Platt (Citadel Securities)

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Ankur Patel (Vanguard)

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William Thum (Vanguard)

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Nadia Zakir (PIMCO) (by phone)

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Lisa Callavari (Russell Investments) (by phone)

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Arthur Leiz (Goldman Sachs Asset Management) (by phone)

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Darcy Bradbury (DE Shaw Group) (by phone)

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Organization(s)

AQR Capital Management

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Covington & Burling

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Goldman Sachs Asset Management

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MetLife

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PIMCO

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SIFMA

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AMG

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Vanguard

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Wellington Management

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Russell Investments

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Citadel Securities

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DE Shaw Group