External Meetings: Meeting with NFA and SEF CCOs
On December 4, 2018, CFTC Chief~of Staff Michael Gill and DMO Director Amir Zaidi met in person with several~SEF chief and representatives from the~National Futures Associations at a joint SEF COO meeting in New York NY. Several participants joined the meeting via call-in in Chicago; other CFTC staff also participated via call-in Washington, DC. The meeting focused on the~proposed rules set forth in the notice of proposed rulemaking for swap~execution facilities and the trade execution requirement.~
When
Rulemaking(s)
XIII. SEF Registration,Swaps Made Available to Trade,XVIII. Real Time Reporting,
CFTC Staff
Amir Zaidi CFTC (NY)~
~Mike Gill CFTC (NY)~
~Swati Shah CFTC (DC)~
~David Steinberg CFTC (DC)~
~David Van Wagner CFTC (DC)~
~Nancy Markowitz CFTC (DC)~
~Nhan Nguyen CFTC (DC)~
~Roger Smith CFTC (DC)~
~Mike Gill CFTC (NY)~
~Swati Shah CFTC (DC)~
~David Steinberg CFTC (DC)~
~David Van Wagner CFTC (DC)~
~Nancy Markowitz CFTC (DC)~
~Nhan Nguyen CFTC (DC)~
~Roger Smith CFTC (DC)~
Visitor(s)
Andrew Clifford XP Securities (NY)~
~Brian Donnelly tp SEF (NY)~
~Eric Earnhardt Tradition (NY)~
~Jeff Mehan Tradition (NY)~
~Fran Kenck trueEX (NY)~
~Suellen Galish trueEX (NY)~
~Greg Compa TW/DW (NY)~
~Hiroyuki Miyauchi Clear Markets (NY)~
~Ian Hawes 360T (NY)~
~Martin Oakley 360T (NY)~
~Irina Bauer NEX (NY)~
~Janine Choi Bloomberg (NY)~
~Juthica Chou LedgerX (NY)~
~Ken Sklover BGC (NY)~
~Michael Rooney TR SEF (NY)~
~Michael Sulfaro BGC (NY)~
~Ron Steinfeld Market Axess (NY)~
~Saundra Armstrong Latam (NY)~
~Shelley Spaner SwapEx (NY)~
~William Shields Cantor (NY)~
~Alexandria Albright CBOE (CH)~
~Robert Sniegowski CME (CH)~
~Stephen Gardner SeedX (CH)~
~Ed Dasso NFA (NY)~
~Lauren Brinati NFA (NY)~
~Anne Joves NFA (NY)~
~Todd Smith NFA (NY)~
~Carol Wooding NFA (CH)~
~Jane Croessmann NFA (CH)~
~Brian Donnelly tp SEF (NY)~
~Eric Earnhardt Tradition (NY)~
~Jeff Mehan Tradition (NY)~
~Fran Kenck trueEX (NY)~
~Suellen Galish trueEX (NY)~
~Greg Compa TW/DW (NY)~
~Hiroyuki Miyauchi Clear Markets (NY)~
~Ian Hawes 360T (NY)~
~Martin Oakley 360T (NY)~
~Irina Bauer NEX (NY)~
~Janine Choi Bloomberg (NY)~
~Juthica Chou LedgerX (NY)~
~Ken Sklover BGC (NY)~
~Michael Rooney TR SEF (NY)~
~Michael Sulfaro BGC (NY)~
~Ron Steinfeld Market Axess (NY)~
~Saundra Armstrong Latam (NY)~
~Shelley Spaner SwapEx (NY)~
~William Shields Cantor (NY)~
~Alexandria Albright CBOE (CH)~
~Robert Sniegowski CME (CH)~
~Stephen Gardner SeedX (CH)~
~Ed Dasso NFA (NY)~
~Lauren Brinati NFA (NY)~
~Anne Joves NFA (NY)~
~Todd Smith NFA (NY)~
~Carol Wooding NFA (CH)~
~Jane Croessmann NFA (CH)~
Organization(s)
tp SEF
~Tradition
trueEX
~TW/DW
~Clear Markets
~360T
~NEX
~Bloomberg
~LedgerX
~BGC
~TR SEF ~
~Market Axess
~Latam
~SwapEx
~Cantor
~CBOE
~CME
~SeedX
~NFA