2024-16465
[Federal Register Volume 89, Number 159 (Friday, August 16, 2024)]
[Unknown Section]
[Page 66898]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2024-16465]
[[Page 66897]]
Vol. 89
Friday,
No. 159
August 16, 2024
Part XIX
Commodity Futures Trading Corporation
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Semiannual Regulatory Agenda
Federal Register / Vol. 89 , No. 159 / Friday, August 16, 2024 / UA:
Reg Flex Agenda
[[Page 66898]]
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COMMODITY FUTURES TRADING COMMISSION
17 CFR Ch. I
Regulatory Flexibility Agenda
AGENCY: Commodity Futures Trading Commission.
ACTION: Semiannual Regulatory Agenda.
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SUMMARY: The Commodity Futures Trading Commission (``Commission''), in
accordance with the requirements of the Regulatory Flexibility Act, is
publishing a semiannual agenda of rulemakings that the Commission
expects to propose or promulgate over the next year. The Commission
welcomes comments from small entities and others on the agenda.
FOR FURTHER INFORMATION CONTACT: Christopher Kirkpatrick, Secretary of
the Commission, (202) 418-5964, [email protected], Commodity
Futures Trading Commission, Three Lafayette Centre, 1155 21st Street
NW, Washington, DC 20581.
SUPPLEMENTARY INFORMATION: The Regulatory Flexibility Act (``RFA''), 5
U.S.C. 601, et seq., includes a requirement that each agency publish
semiannually in the Federal Register a regulatory flexibility agenda.
Such agendas are to contain the following elements, as specified in 5
U.S.C. 602(a):
1. A brief description of the subject area of any rule that the
agency expects to propose or promulgate, which is likely to have a
significant economic impact on a substantial number of small entities;
2. A summary of the nature of any such rule under consideration for
each subject area listed in the agenda, the objectives and legal basis
for the issuance of the rule, and an approximate schedule for
completing action on any rule for which the agency has issued a general
notice of proposed rulemaking; and
3. The name and telephone number of an agency official
knowledgeable about the items listed in the agenda.
Accordingly, the Commission has prepared an agenda of rulemakings
that it presently expects may be considered during the course of the
next year. Subject to a determination for each rule, it is possible as
a general matter that some of these rules may have some impact on small
entities.\1\ The Commission notes also that, under the RFA, it is not
precluded from considering or acting on a matter not included in the
regulatory flexibility agenda, nor is it required to consider or act on
any matter that is listed in the agenda. See 5 U.S.C. 602(d).
The Commission's Spring 2024 regulatory flexibility agenda is
included in the Unified Agenda of Federal Regulatory and Deregulatory
Actions. The complete Unified Agenda will be available online at
www.reginfo.gov, in a format that offers users enhanced ability to
obtain information from the Agenda database.
Issued in Washington, DC, on May 17, 2024, by the Commission.
Christopher Kirkpatrick,
Secretary of the Commission.
Commodity Futures Trading Commission--Final Rule Stage
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Regulation
Sequence No. Title Identifier No.
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248....................... Amendments to Certain 3038-AF25
Provisions in Part 4
Applicable to Commodity
Pool Operators and
Commodity Trading
Advisors.
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COMMODITY FUTURES TRADING COMMISSION (CFTC)
Final Rule Stage
248. Amendments to Certain Provisions in Part 4 Applicable to Commodity
Pool Operators and Commodity Trading Advisors [3038-AF25]
Legal Authority: 7 U.S.C. 6m; 7 U.S.C. 6n
Abstract: The Commodity Futures Trading Commission (Commission) has
proposed a rule amending certain requirements for commodity pool
operators and commodity trading advisors, including increasing the
threshold in the portfolio requirement to be a Qualified Eligible
Person, imposing minimal disclosure requirements addressing principal
risk factors, fees/breakeven table, and conflicts of interest, and
extending the deadline for providing quarterly account statements to
pool participants from 30 to 45 days.
Timetable:
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\1\ The Commission published its definition of a ``small
entity'' for purposes of rulemaking proceedings at 47 FR 18618
(April 30, 1982). Pursuant to that definition, the Commission is not
required to list--but nonetheless does--many of the items contained
in this regulatory flexibility agenda. See also 5 U.S.C. 602(a)(1).
Moreover, for certain items listed in this agenda, the Commission
has previously certified, under section 605 of the RFA, 5 U.S.C.
605, that those items will not have a significant economic impact on
a substantial number of small entities. For these reasons, the
listing of a rule in this regulatory flexibility agenda should not
be taken as a determination that the rule, when proposed or
promulgated, will in fact require a regulatory flexibility analysis.
Rather, the Commission has chosen to publish an agenda that includes
significant and other substantive rules, regardless of their
potential impact on small entities, to provide the public with
broader notice of new or revised regulations the Commission may
consider and to enhance the public's opportunity to participate in
the rulemaking process.
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Action Date FR Cite
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NPRM................................ 10/12/23 88 FR 70852
NPRM Comment Period End............. 12/11/23 .......................
Final Rule.......................... 07/00/24 .......................
Final Rule Effective................ 08/00/24 .......................
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Regulatory Flexibility Analysis Required: Yes.
Agency Contact: Pamela M. Geraghty, Deputy Director, Market
Participants Division, Commodity Futures Trading Commission, Three
Lafayette Centre, 1155 21st Street NW, Washington, DC 20581, Phone: 202
418-5634, Email: [email protected].
RIN: 3038-AF25
[FR Doc. 2024-16465 Filed 8-15-24; 8:45 am]
BILLING CODE 6351-01-P