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… requirements for more than five years, violating swap disclosure requirements, and for failure to supervise. BNP … to all swap dealers that the CFTC will bring justice for failures in swap data reporting. It has been more than 10 … Action Against BNP Paribas for Swap Data Reporting and Disclosure Failures and Failure to Supervise …
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… for fraud, illicit finance, sanctions evasion, operational failures, liquidity and maturity mismatches, and risks to … JP Morgan Chase Bank, N.A., et al., for Swap Data Reporting Failures, July 5, 2022, available at, … Action Against BNP Paribas for Swap Data Reporting and Disclosure Failures and Failure to Supervise, July 5, 2022, …
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… to increase and evolve in the dark. Some reporting failures also harm market transparency and integrity, … Action Against BNP Paribas for Swap Data Reporting and Disclosure Failures and Failure to Supervise,” July 5, … Action Against BNP Paribas for Swap Data Reporting and Disclosure Failures and Failure to Supervise | CFTC . [3] …
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… did not also register as a CTA, nor did it provide certain disclosures to clients that CTAs (and firms that are … letter suggesting that Powerline provided a written disclosure to its clients earlier than was actually the case … the Commission: Dresses up Powerline’s disclosure failures as fraud, whereas no fraud charge was brought in …
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… to consider information that you believe is exempt from disclosure under the Freedom of Information Act (``FOIA''), … Morgan Chase Bank, N.A., et al., for Swap Data Reporting Failures, July 5, 2022, available at, … Action Against BNP Paribas for Swap Data Reporting and Disclosure Failures and Failure to Supervise, July 5, 2022, …
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