Displaying results 51 - 54 of 54
… a person could bring suit against the trustee for breach of fiduciary duty in a U.S. court (and, as noted above, the trust is … obligations under the swap.\120\ Neither the status of the fiduciary or other person managing the account, nor the …
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… him or herself of this IAC exemption. Such a person has a fiduciary relationship to those clients for whom he or she … those who trade professionally for others, and who have a fiduciary relationship to those for whom they trade). … and advisers may be required to violate their fiduciary duty to clients by sharing confidential information with …
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… and Offering a Covered Fund a. Scope of Exemption 1. Fiduciary Services 2. Compliance With Investment Limitations … solely on behalf of customers as trustee or in a similar fiduciary capacity, as evidenced by its regulation under 12 … final rule. Importantly, the final rule does not impose a duty on the foreign banking entity or the U.S. banking …
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… for transferees. Paragraph (b)(1) clarifies that it is the duty of the transferee--not of anyone else--to assure that … of Sec. 190.07(b)(1), which provides that ``it is the duty of each transferee to assure that it will not accept a … of the bankruptcy estate, see 11 U.S.C. 323(a), with fiduciary duties to estate beneficiaries,\183\ rather than …
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