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Remarks and Video, “Value Regulations”
… Remarks of Commissioner Bart Chilton to Metals Market Investors, Washington, D.C. March 23, 2010 Video Opening … in addition to providing proactive outreach to aid and alert people to scams and fraud that are out there. We also … people with good hearts and limited incomes. We should be alerting the public about these scams, and a consumer …
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Federal Court in Illinois Orders Windsor Brokers, Ltd. of Cyprus to Pay $140,000 Civil Monetary Penalty, Cease Soliciting U.S. Customers, and Modify Website
… contracts from, or sell forex contracts to, individual investors who do not possess sufficient net worth to qualify … the CFTC and abide by rules and regulations designed for investor protection, including those relating to minimum … Fraud Foreign Exchange Currency Fraud: CFTC/NASAA Investor Alert Media Contact Dennis Holden 202-418-5088 Last Updated: …
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CFTC Charges Long Island Resident and His Firm in Ongoing $59 Million Fraud Scheme
… litigation, the CFTC seeks restitution to defrauded investors, disgorgement of ill-gotten gains, civil monetary … Fraud Advisory   and the  Forex Fraud Advisory,   which alert customers these types of fraud and list simple ways to …
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CFTC Sues 14 Foreign Currency Firms in Nationwide Sweep
… require that forex dealers take steps to protect investors, including maintaining capital and records, which … from or sell foreign currency contracts to individual investors. Under the Commodity Exchange Act (CEA) and CFTC … Foreign Exchange Currency Fraud: CFTC/NASAA Investor Alert …
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Federal Court in Illinois Orders City Credit Capital, (UK) Ltd. to Pay $140,000 Civil Monetary Penalty for Acting as Unregistered Retail Forex Dealer
… contracts from, or sell forex contracts to, individual investors who do not possess sufficient net worth to qualify … the CFTC and abide by rules and regulations designed for investor protection, including those relating to minimum … Foreign Exchange Currency Fraud: CFTC/NASAA Investor Alert …
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CFTC Obtains Permanent Injunction against British Virgin Island Firm InterForex, Inc. for Acting as an Unregistered Retail Forex Dealer; Firm Ordered to Modify Website
… contracts from, or sell forex contracts to, individual investors. Under the CEA and CFTC regulations, an entity … the CFTC and abide by rules and regulations designed for investor protection, including those relating to minimum … Foreign Exchange Currency Fraud: CFTC/NASAA Investor Alert …
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Federal Court in Illinois Orders Trading Point of Financial Instruments Ltd. to Pay $140,000 Penalty for Acting as Unregistered Retail Forex Dealer
… contracts from, or sell forex contracts to, individual investors who possess sufficient net worth to qualify as … the CFTC and abide by rules and regulations designed for investor protection, including those relating to minimum … Foreign Exchange Currency Fraud: CFTC/NASAA Investor Alert …
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CFTC Sues 11 Foreign Currency Firms in Second Nationwide Sweep Against Unregistered Firms
… CFTC’s continued resolve to make the forex market safer for investors by strictly enforcing the CFTC’s new forex … with the CFTC if it solicits or accepts orders from U.S. investors in connection with forex transactions conducted at … Foreign Exchange Currency Fraud: CFTC/NASAA Investor Alert …
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CFTC Amends Complaint against Banc de Binary, Ltd. to Charge Three Affiliated Corporate Entities with Violating the CFTC’s Ban on Trading Options Contracts Off-Exchange
… and the Securities & Exchange Commission’s Office of Investor Education and Advocacy issued a Consumer Alert to warn about fraudulent schemes involving binary options and their trading platforms. The Alert warns customers that the perpetrators of these schemes …
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2010-31898
… to clearable swap contracts. Some market participants, investor advocates, and academics have expressed a concern … Commission believes that such a reporting requirement would alert it to potential conflicts of interests, as well as … pricing models for such contracts. We strongly support investor representation on board advisory committees. These …
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