Displaying results 91 - 100 of 200
Federal Court Permanently Enjoins Defendants and Orders Them to Pay Penalties and Restitution for Bitcoin Solicitation Fraud, Impersonating a CFTC Investigator, and Sending Forged CFTC Documents
… and Security and Exchange Commission have jointly issued an Investor Alert warning investors to scrutinize investment opportunities related to …
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CFTC Charges California Man and His Companies with Fraud and Misappropriation
… funds totaling at least $543,000 from at least seven investors. Case Background According to the complaint, from … Foreign Currency (Forex) Trading Fraud Advisory , which alerts customers to forex fraud and lists simple ways to …
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Court Finds El Paso Man and His Firm Liable for Defrauding Forex and Cryptocurrency Clients of More Than $7.2 Million
… that they misappropriated in excess of $7.2 million from investors who intended to trade forex or cryptocurrency in … Foreign Currency Trading (Forex) Fraud Advisory , which alerts customers to forex fraud and lists simple ways to …
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CFTC Charges El Paso Resident and His Firm in Ongoing $3.9 Million Forex and Cryptocurrency Fraud and Misappropriation Scheme
… litigation, the CFTC seeks restitution to defrauded investors, disgorgement of ill-gotten gains, civil monetary … Pool Fraud Advisory  and the  Forex Fraud Advisory,  which alert customers these types of fraud and list simple ways to …
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Statement of Commissioner Caroline D. Pham Regarding NFA Rule on Spot Digital Asset Commodity Activities
… § 1a(9) (definition of commodity). [10] See CFTC/NASAA Investor Alert: Foreign Exchange Currency Fraud, available at … cftc.gov/LearnAndProtect/AdvisoriesAndArticles/cftcnasaaforexalert.html ; CFTC Fraud Advisory: Foreign Currency (Forex) …
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CFTC and State of Utah Charge Salt Lake City Precious Metals Dealer and His Company with Engaging in $170 Million Precious Metals Ponzi Scheme
… — and f raudulently obtaining more than  $170 million from investors since May 2013 in a precious metals Ponzi scheme.  … of 2018, the Defendants received at least $42 million from investors in a pool that purportedly bought and sold … including the  Precious Metals Fraud Advisory , which alerts customers to precious metals fraud and lists simple …
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Regulators Join Forces to Warn Public of Foreign Currency Trading Frauds
… Administrators Association (NASAA) today issued a joint investor alert to warn of the dangers facing retail investors who are lured into foreign currency (forex) …
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Illinois Federal Court Imposes $140,000 Civil Monetary Penalty on Foreign Currency Firm, FXOpen Investments Inc., for Acting as an Unregistered Retail Foreign Exchange Dealer
… contracts from, or sell forex contracts to, individual investors. Under the CEA and CFTC regulations, an entity … the CFTC and abide by rules and regulations designed for investor protection, including those relating to minimum … Fraud Foreign Exchange Currency Fraud: CFTC/NASAA Investor Alert The CFTC Division of Enforcement staff responsible for …
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CFTC Sues Australian Company, Halifax Investment Services, Ltd., for Unlawfully Soliciting U.S. Customers
… from, or sell foreign currency contracts to, individual investors. Under the Commodity Exchange Act (CEA) and CFTC … the CFTC and abide by rules and regulations designed for investor protection, including those relating to minimum … Fraud Foreign Exchange Currency Fraud: CFTC/NASAA Investor Alert The CFTC Division of Enforcement staff members …
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CFTC Orders Florida-based Forex Global Solutions Inc., Forex Global Solutions Ltd., Barry Sendach, and Joshua Kershner to Pay $750,000 for Foreign Currency (Forex) Fraud and Violating CFTC Registration Requirements
… those rules — which are designed to protect individual investors that buy forex contracts from or sell forex … before investing funds. If a company is not registered, an investor should be wary of providing funds to that company. … Fraud Foreign Exchange Currency Fraud: CFTC/NASAA Investor Alert . Media Contact Dennis Holden 202-418-5088     Last …
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