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Case Status Report: Gordon Driver and Axcess
...The CFTC filed a Federal injunctive complaint against Gordon A. Driver, Axcess Automation LLC and Axcess Fund Management LLC on May 14, 2009 in the Central District of California (Case No. 09-CV-0578 ODW (RZx)). The US Securities & Exchange Commission (SEC) filed a related action on the same day (Case No. 09-CV-3410 ODW (RZx)). The CFTC’s complaint charges that Defendants engaged in a…
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FEDERAL COURT FREEZES ASSETS OF SEATTLE FIRM AND FOUR OTHER DEFENDANTS CHARGED WITH INTERNATIONAL SCHEME THAT DEFRAUDED U.S. CUSTOMERS OF OVER $8.5 MILLION; CFTC Alleged That Premium Income Corp., Its Principal, Gerald Rogers, And Others, Made False Claims About Profit and Risk, And Misappropriated Funds; Rogers is a Recent Ex-Convict Who Served Time for Similar Crimes
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COMMODITY FUTURES TRADING COMMISSION SEEKS TO REVOKE REGISTRATIONS OF TODD J. SNIVELY AND HIS COMPANIES BASED ON PERMANENT INJUNCTION ENTERED IN FEDERAL COURT PROCEEDING; Todd J. Snively, Resident of Northville, Michigan, and Two Michigan Corporations, Commodity Consultants International and Futurewise Trading Group, Are Subjects of Registration Actions Based on Misappropriation of $6.27 Million from 900 Customers
… Group, Are Subjects of Registration Actions Based on Misappropriation of $6.27 Million from 900 Customers …
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CFTC Permanently Revokes Registrations of Mississippi-based Commodity Trading Advisor and Associated Person
… more of embezzlement, theft, fraud, fraudulent conversion, misappropriation of funds, securities or property, and/or …
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Division of Enforcement
… statements to the Commission, disruptive trading practices, misappropriation, use of a manipulative or deceptive device, … statements to the Commission, disruptive trading practices, misappropriation, use of a manipulative or deceptive device, …
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CFTC Fraud Advisories
...Fraud Advisory from the CFTC: Phony Futures and Options Websites Beware of websites claiming to be the U.S. Federal regulator of futures and options trading, or to be a Federally-regulated entity. The CFTC has seen an increase in the number of Internet websites fraudulently promoting commodity trading systems and advisory services. These websites falsely claim, among other things, that…
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FLORIDA FEDERAL COURT ENJOINS RECIDIVIST IN ACTION ALLEGING HE MISAPPROPRIATED AT LEAST $1 MILLION IN CUSTOMER FUNDS AND VIOLATED A PRIOR FEDERAL COURT ORDER; Consent Order issued by United States District Court in Florida Enjoins Defendants Thomas D. Chilcott and Leona Westbrook from, among other things, Committing Fraud and also Permanently Bars Defendants from Commodity Trading
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Statement of Commissioner Kristin N. Johnson Regarding Proposed Consent Order against Empires Consulting Corp.
… Company and Its CEO with Fraudulent Solicitation and Misappropriation of Digital Asset Commodities, Feb. 16, … of Commissioner Kristin N. Johnson Regarding Fraud and Misappropriation by a Digital Asset Ponzi Scheme, Feb. 16, …
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CFTC SETTLES ENFORCEMENT ACTION AGAINST FLORIDA FIRM AND ITS OWNER; FIRM USED FRAUDULENT SCHEME TO SOLICIT OVER $400,000 FROM UNSOPHISTICATED INVESTORS; $K's Forex International, Inc., a Florida Firm d/b/a SK's Forex International, Inc., and Elizabeth Miskus Kemp, Found to Have Operated Illegal Foreign Currency (FOREX) Futures Trading Firm and to Have Misappropriated Customer Funds
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Federal Court Orders California Man and His Company to Pay $9 Million in Restitution and Penalties for Forex Fraud
… in a manner akin to a Ponzi scheme. To conceal their misappropriation, the defendants created and issued false …
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