Displaying results 281 - 290 of 880
...Washington, D.C. — The Commodity Futures Trading Commission today announced the U.S. District Court for the Northern District of Illinois entered a consent order on September 26 imposing a permanent injunction, disgorgement, and civil monetary penalty against Dichao Xie, a resident of China.
The order resolves a CFTC action filed on March 28, 2023. [See CFTC Press Release No. 8682-23.] The…
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… Company and Its CEO with Fraudulent Solicitation and Misappropriation of Digital Asset Commodities, Feb. 16, … of Commissioner Kristin N. Johnson Regarding Fraud and Misappropriation by a Digital Asset Ponzi Scheme, Feb. 16, … Charges Wisconsin Woman and Her Companies with Fraud and Misappropriation , Apr. 13, 2022, …
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… California Resident and His Corporation with Fraud and Misappropriation in a Popular Romance Scam Involving Digital …
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...Washington, D.C. — The Commodity Futures Trading Commission filed a civil enforcement action in the U.S. District Court for the Eastern District of Michigan against Dwight A. Foster (Foster) and his firm K.E.L. Enterprises, Inc. (KEL), both based in the West Bloomfield, Michigan area. The complaint charges Foster and KEL with fraud, registration, and books and records violations relating…
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...Washington, D.C. — The Commodity Futures Trading Commission today announced the U.S. District Court for the Northern District of Illinois entered an order of final judgment against Chicago-based Phillip Galles and the various Tyche entities he controlled: Tyche Asset Management LLC, Tyche Master Fund Ltd, Tyche Asset Trade LLC, Tyche Offshore Fund Ltd., Tyche Onshore Fund LP, Tyche PML…
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...Washington, D.C. — The Commodity Futures Trading Commission today announced it filed a complaint in the U.S. District Court for the Middle District of Tennessee against Michael and Amanda Griffis of Clarksville, Tennessee. The complaint charges the defendants with defrauding over 100 people across the U.S. and failing to register with the CFTC in connection with a multi-million dollar…
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… Company and Its CEO with Fraudulent Solicitation and Misappropriation of Digital Asset Commodities, Feb. 16, … of Commissioner Kristin N. Johnson Regarding Fraud and Misappropriation by a Digital Asset Ponzi Scheme, Feb. 16, … Charges Wisconsin Woman and Her Companies with Fraud and Misappropriation , Apr. 13, 2022, …
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… funds. The complaint alleges the defendants’ fraud and misappropriation scheme predominately targeted …
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… (Feb. 28, 2023), CFTC Charges FTX Co-Owner with Fraud by Misappropriation and Aiding and Abetting Fraud Related to … California Resident and His Corporation with Fraud and Misappropriation in Popular Romance Scam Involving Digital … California Resident and His Corporation with Fraud and Misappropriation in a Popular Romance Scam Involving Digital …
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...Washington, D.C. — The Commodity Futures Trading Commission today announced that on June 13, Judge Naomi Reice Buchwald of the U.S. District Court for the Southern District of New York issued a default judgment granting a permanent injunction against Michael Ackerman of Alliance, Ohio. The order bans Ackerman from trading in any CFTC-regulated markets and registering with the CFTC. It also…
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