Displaying results 351 - 360 of 880
CFTC Charges Company and its Principal in $33 Million Fraudulent Digital Asset Scheme
… against Ackerman and Q3 alleging securities fraud and misappropriation. The Division of Enforcement acknowledges …
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Federal Court Orders Trading Advisor to Pay $890,000 for Defrauding Church and Community Members in Forex Scheme
… funds of at least two clients and failed to disclose that misappropriation to his other clients. The order further … making false statements to the FBI relating to his misappropriation of client funds [See United States v. Brett …
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Federal Court Orders New Mexico Man to Pay Over $10.3 Million for Defrauding Commodity Futures Clients in Long-Running Ponzi Scheme
… and relief for defendant’s wrongdoing, including his misappropriation of client money intended for futures …
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Federal Court Orders Forex Trading Firm and Its Principal to Pay More Than $1.6 million for Fraudulent Forex Pool Scheme
… charging the defendants with fraudulent solicitation and misappropriation involving a forex pool. The Memorandum … Consent Order, Wright engaged in the solicitation fraud, misappropriation, and false statements described above.   …
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Federal Court Orders UK Man to Pay More Than $571 Million for Operating Fraudulent Bitcoin Trading Scheme
… business as Control-Finance Limited, with fraud and misappropriation. [See CFTC Press Release No. 7938-19 ] Case …
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CFTC Charges New York Residents with Operating $1.3 Billion Investment Scam
… Investors, LP, and WGIA, LLC. The defendants’ alleged misappropriation was uncovered during an audit by the … charges Walsh and Greenwood with futures fraud and misappropriation of pool funds. In conjunction with the … complaint. According to the complaint, to cover-up their misappropriation of pool participants’ funds, Greenwood and …
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CFTC Obtains $3.8 Million Fraud Judgment Against Commodity Pool Operator and its Owner
… September 9, 2019 that charged the defendants with fraud, misappropriation, and failing to register with the …
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CFTC Charges Georgia Man with Fraudulent Scheme to Profit from COVID-19
… resident, charging him with fraudulent solicitation, misappropriation, operation of an unlawful commodity pool, … and desist order against Ramos, alleging securities fraud, misappropriation, and registration violations.   Case …
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Federal Court Orders Virginia Resident to Pay More Than $5 Million for Futures and Options Fraud
...Washington, D.C. — The Commodity Futures Trading Commission announced today that Judge John A. Gibney, Jr., of the U.S. District Court for the Eastern District of Virginia entered a Consent Order for Permanent Injunction, Restitution and Ancillary Equitable Relief against defendant Leonard J. Cipolla finding, among other things, that Cipolla fraudulently solicited individuals to place funds in…
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Statement of Commissioner Kristin N. Johnson regarding the CFTC’s Notice and Order Imposing a Statutory Disqualification against Allianz Global Investors US LLC
… theft, extortion, fraud, fraudulent conversion, misappropriation of funds, securities or property, forgery, …
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