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...Washington, D.C. — The Commodity Futures Trading Commission announced today that the U.S. District Court for the Middle District of Florida entered an order granting the CFTC’s motion for entry of default judgment against defendants The Alista Group, LLC of Orlando, Florida and other locations, and Luis M. Pineda Palacios, a/k/a Luis Pineda of Orlando, Florida. The order finds that the…
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… LLC, with Commodity Pool Fraud Defendants also charged with misappropriation, false statements, commingling investor … documents that failed to disclose trading losses and misappropriation. In its continuing litigation, the CFTC …
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… CFTC Director of Enforcement Aitan Goelman commented: “The misappropriation of confidential, nonpublic information is …
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… on November 13, 2019   alleging, among other things, fraud, misappropriation of investor funds, and failing to register …
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… introducing broker , with fraudulent solicitation, misappropriation of pool participant funds, and making false …
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... FR Doc 2010-29836[Federal Register: December 2, 2010 (Volume 75, Number 231)] [Proposed Rules] [Page 75162-75168] From the Federal Register Online via GPO Access [wais.access.gpo.gov] [DOCID:fr02de10-6…
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… for his own personal benefit, while failing to disclose his misappropriation to clients. Hartshorn also acted as a CTA …
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… penalties totaling more than $24.8 million for their fraud, misappropriation, embezzlement, and operation of a Ponzi … Bullar and EMA with embezzlement, fraudulent solicitation, misappropriation of customer funds, fraud by a CPO and CTA, … Release 7006-14 , September 23, 2014).  Embezzlement and Misappropriation The Orders find that Bullar, from at least …
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… and commingling at least $4.45 million of the pool’s funds. Misappropriation In the Order, the Defendants admit to all … that the Defendants concealed their fraud, comingling, and misappropriation by issuing false monthly statement to pool …
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… Were Allegedly Generated to Hide the Scheme To hide the misappropriation scheme, the complaint alleged, IIHC and …
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